Financial Services Compliance

Secure. Comply. Save. 

A proliferation of cyber attacks against high profile financial institutions has heightened federal scrutiny over the industry’s IT network security, and with e-banking, mobile-commerce, and other vulnerable systems now in hackers’ crosshairs, all FDIC-insured organizations are subject to regulation—and at risk of a data breach.

Compass IT audits and assessments utilize up-to-the-minute FFIEC guidelines and industry best practices to ensure financial institutions stay in compliance with GLBA and other government requirements and a step ahead of disruptions caused by disaster, human error, and the latest malware. Compass IT Compliance is listed in the FINRA Compliance Vendor Directory.

Preparedness Testing

Our IT security analysis identifies specific threats and performs rigorous testing of existing infrastructure, policies, and procedures to detect control weaknesses within the organization.

Key focus areas include: 

Global Threats. Local Solutions.

Compass makes cutting-edge information security technology and strategies accessible to leading banks and credit unions across the country. Our Auditors are Certified Information Systems Auditors (CISA) and possess at least ten years experience in the industry, while maintaining a sophisticated understanding of CoBiT® Framework and FFIEC guidelines. All clients are provided with a comprehensive, but lucid report highlighting risks and remediation recommendations.


  • Layered security
  • Continuous risk assessment
  • Sustainable Controls
  • Adaptive Controls